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Quarterly Seminar 12 September 2025

12 September 2025

9.30 am - 1.30 pm

Join us at the third Quarterly Seminar of 2025 to catch up on all the latest news for internal auditors in insurance and financial services, network with industry colleagues and hear speakers discuss topical issues and subjects currently on the internal auditor's radar. Post event all attendees will be entitled to claim up to 3 hours CPD.

Prices

Standard £75.00

Non-Standard £75.00

Places Available:73

Due to technical difficulties it isn't currently possible to download the invoice from the website. Your invoice will therefore be emailed separately once your booking has been confirmed. 

Join us at the third IIAG Quarterly Seminar for the 2025 season to meet and network with colleagues and industry peers, and hear presentations covering:

  • Insurance Audit Planning Priorities for 2026

Aaron Oxborough, Partner Internal Audit, Deloitte

In this session Deloitte will present their update to the to the annual Planning Priorities analysis to support insurers' own risk assessment or help to validate the plan. The session will include a view on why the topic is important, what is new about it and an overview of what Internal Audit teams should be covering in their scopes.

  • Operational Risk and Resilience / Planning an Assurance Cycle

Santosh Pandit, Senior Regulator and Manager, PRA

With the 31 March 2025 milestone under the PRA’s Operational Resilience regulation (SS1/21) now behind us, many firms refer to the next phase as ‘Business as Usual’. Internal Audit teams expect to play an increasingly strategic role by complementing traditional audit plans. These typically include Operational Risk themes such as Business Continuity and Disaster Recovery, Cybersecurity, IT, Outsourcing, and Third-Party Risk, and extend into Operational Resilience testing - demonstrating the ability to operate within defined Impact Tolerances.

This session provides Chief Internal Auditors and Heads of Internal Audit with a valuable opportunity to engage in a strategic and pragmatic dialogue with a senior regulator. Attendees are encouraged to bring questions, whether technical or otherwise. Drawing on firsthand experience from reviewing over 150 insurance firms’ operational resilience across life, annuity, motor, managing agents, asset managers, and run-off segments, more than a dozen CBEST and STAR-FS assignments, and hundreds of incidents and material outsourcing notifications, Santosh will try to answer all of your questions.

Santosh will speak from his perspective as a regulator and will also draw on his extensive experience in the private sector. The discussion will be held under Chatham House Rules

  • When risks get real: Turning industry losses into audit insights

Caroline Coombe, CEO, Oric International

Every year, the financial services industry sees dozens of high‑impact operational risk events, cyber breaches, conduct failures, third‑party breakdowns and yet, internal audit plans often remain disconnected from what has actually gone wrong.

Drawing on ORIC International’s unique dataset of crystallised risk events, Caroline Coombe will explore what really causes control failures across the sector, and how internal audit teams can use these insights to sharpen their assurance programmes.

This session will focus on:

The common patterns behind major risk events and what they reveal about weak controls

How internal audit can work more closely with risk management teams to anticipate these failures

Practical ways to align audit testing with real-world incidents, turning external lessons into internal resilience

Attendees will leave with concrete steps to bring external event data into their audit planning, close the loop between risk and assurance, and help their organisations learn from others before they become tomorrow’s headline.

  • Facilitating Constructive Conversations

Maeve Carroll & Anastasia Shea, Senior Associates, Debate Mate 

This session centres around relationship building by ensuring that participants are able to effectively communicate with others, focusing on managing difficult conversations - enabling participants to provide direct and robust challenges in a constructive manner, resulting in a dialogue that is collaborative rather than combative.

Using a tool which supports participants in actively listening: listening to understand rather than listening to simply respond, and introduces techniques that support participants in identifying which part of an argument they wish to challenge, and how best to approach this. By the end of the session, participants will understand how to actively engage with and get the best out of others, actively and attentively listen and collaboratively approach difficult conversations.

The Seminar will begin with registration and refreshments at 9.30am, will include a mid-morning coffee break with refreshments, and finish with a buffet lunch at 1:15pm. 

Attendance is £75 per head and payment is via bank transfer- credit card payments are not currently accepted.

Full booking terms and conditions are available in the Knowledge section of the website under Governance and Policies. 

Any cancellations made within 7 days of the event will not be entitled to a refund and if it has not aready been paid, the outstanding fee will still be due.

Deloitte

2 New Street Square

Greater London

EC4A 3TR

Speakers Icon

Speakers Profiles

Maeve Carroll

Senior Associate

Debate Mate

 

 

 

Maeve graduated from the University of Manchester in September 2021 with a Masters degree in Sociology, focusing fundamentally on UK education policy.

She has been working with Debate Mate for the last 6 years, beginning by mentoring for Debate Mate throughout university and joined the team full time in 2021.

This year, Maeve has delivered communication and leadership training to professionals across the world, whilst also overseeing the Monitoring and Evaluation for all programmes.

Caroline Coombe

Chief Executive

ORIC International

 

 

 

Caroline is the Chief Executive of ORIC International, an industry-owned consortium of leading financial services firms that share risk intelligence to strengthen risk management and build resilience.

As part of its work, ORIC collects and analyses information on thousands of crystallised loss events, from cyber breaches and fraud to third party and conduct failures, offering a data-backed view into the losses that impact financial services firms and their underlying causes.

With over 25 years of experience in financial services, Caroline is a Certified Fellow of the Institute of Risk Management (CFIRM).  She has received multiple accolades for her work, including the InsuranceERM: Judge’s award for contributions to the industry.

Aaron Oxborough

Partner Internal Audit

Deloitte

 

 

 

Aaron is a partner at Deloitte and leads their UK Internal Audit practice. He has specialised in Internal Audit for his whole career; gaining initial experience in the public sector, before moving into the insurance sector almost 20 years ago.

Aaron and his team work with clients across all parts of the sector, supporting in-house teams to maximise the impact of IA.

Santosh Pandit

Senior Regulator and Manager

Prudential Regulation Authority, Bank of England

 

 

 

Santosh is a Senior Regulator and Manager at the Prudential Regulation Authority, Bank of England, where he oversees Cyber and Operational Resilience across the insurance firms supervised by the PRA.

Prior to joining the Financial Services Authority, he held senior roles in insurance and banking, including serving as a Board Director within subsidiaries of the BNP Paribas Group.

Anastasia Shea

Senior Associate,

Debate Mate

 

 

 

Throughout her time at Debate Mate Anastasia has collaborated with professionals spanning diverse industries, levels of seniority, and backgrounds, demonstrating her versatility and expertise in many professional environments.

She specialises in the organisation of Showcase Debates and the delivery of programs within the financial and professional service sectors.

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